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Robert James Tock

Huntleigh Advisors, Inc.

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About Robert James Tock

Robert Tock is an investment advisor representative with Huntleigh Advisors, Inc. Robert has been in the securities industry since October 1990 and has been registered with Huntleigh Advisors, Inc. since January 2021. Robert holds the Series 6, Series 63, and Series 65 licenses. Robert has experience working with clients in the following areas: individuals, corporations, charitable organizations, and high-net-worth individuals.

Firm Information

Robert Tock is currently registered with Huntleigh Advisors, Inc.. Huntleigh Advisors, Inc. is an investment advisor registered with the SEC and located in ST. LOUIS, MO. The firm has 40 licensed agents, 53 investment adviser representatives, 49 registered representatives, and 53 investment advisory functions. Huntleigh Advisors, Inc. provides portfolio management services for individuals and pension consulting. They manage approximately $445,422,627 in regulatory assets under management for 1,422 accounts. The firm primarily serves individuals other than high-net-worth, high-net-worth individuals, corporations or other businesses, and charitable organizations.
Huntleigh Advisors, Inc.

7800 FORSYTH BLVD.

ST. LOUIS, MO 63105

$445.42M

Assets Under Management

Not reported

Total Clients

55

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor/third party manager fees

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Robert Tock’s Registration & Firm History

MO

01/08/2021 - Present

Huntleigh Advisors, Inc. (Clayton MO)

MO

10/29/1990 - 12/03/2021

K. W. CHAMBERS & CO. (CLAYTON MO)

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Licenses & Designations

IA

Issued 12/29/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/26/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert James Tock.
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