Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert James Stockdale is a financial advisor at Stifel, Nicolaus & Company, Inc. with over 30 years of experience in the industry. Robert is registered with the state of Missouri and holds several licenses including Series 7, Series 63, Series 10, Series 9, Series 31 and SIE. Robert is also a Certified Financial Planner. Robert has previously worked at Stifel, Nicolaus & Company, Inc. and Prudential Securities Incorporated. Robert has a broad range of specializations including investment advisory, brokerage, financial planning, pension consulting, education seminars and portfolio management for individuals, businesses and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/25/2003 - Present
Stifel, Nicolaus & Company, Inc. (O'FALLON MO)
NA
04/04/1997 - 04/28/1997
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NY
09/20/1993 - 04/10/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/27/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/25/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 08/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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