Invested Better
Unclaimed

Unclaimed

Unclaimed

Robert James Solomon

Maxim Group LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Robert? Claim Your Profile

About Robert James Solomon

Robert Solomon is a financial advisor registered with Maxim Group LLC. Robert has been in the financial services industry since 2019. Prior to joining Maxim Group, Robert was with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert is licensed to sell securities in New York. Robert has passed the Series 7, Series 66 and Series 79TO exams.

Firm Information

Robert Solomon is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Robert Solomon’s Registration & Firm History

NY

05/18/2021 - Present

Maxim Group LLC (NEW YORK NY)

NY

08/29/2019 - 05/18/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

Not sure if Robert James Solomon is right for you?

Licenses & Designations

BOTH

Issued 10/22/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/13/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/29/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/15/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert James Solomon.
Not sure if Robert James Solomon is right for you?