Unclaimed
Robert Solomon is a financial advisor registered with Maxim Group LLC. Robert has been in the financial services industry since 2019. Prior to joining Maxim Group, Robert was with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert is licensed to sell securities in New York. Robert has passed the Series 7, Series 66 and Series 79TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/18/2021 - Present
Maxim Group LLC (NEW YORK NY)
NY
08/29/2019 - 05/18/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/22/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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