Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert James Smith is a Financial Advisor at Mutual of America Securities LLC. Robert has been in the financial industry for 4 years. Robert is licensed to sell securities in Connecticut and Massachusetts and holds the Series 7, Series 66 and SIE licenses. Robert's prior experience includes working at J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
07/29/2022 - Present
Mutual OF America Securities LLC (GLASTONBURY CT)
NY
08/19/2019 - 07/16/2022
J.P. MORGAN SECURITIES LLC (TARRYTOWN NY)
BOTH
Issued 11/05/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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