Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Simon is a financial advisor with Stifel, Nicolaus & Company, Inc. in San Francisco, CA. Robert has been in the securities industry since 1986. Robert is a licensed investment advisor representative in California and a registered representative in Texas. The firm specializes in providing financial advice and investment management services for individuals, businesses, and institutions. They have over $100 billion in assets under management and offer a variety of services, including financial planning, portfolio management, and investment research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/17/2019 - Present
Stifel, Nicolaus & Company, Inc. (SAN FRANCISCO CA)
CA
09/01/2000 - 04/22/2015
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
MN
11/01/1993 - 09/15/2000
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
02/27/1989 - 11/27/1993
BANCAL INVESTMENT SERVICES, INC.
NA
11/06/1987 - 08/11/1988
NCNB TEXAS SECURITIES, INC.
NA
12/02/1986 - 11/06/1987
REPUBLICBANK FINANCIAL MARKETS, INC.
IA
Issued 09/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
BC
Issued 11/18/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/25/1986
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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