Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert James Sheppard is a financial advisor who has been in the industry since 1995. He currently works at Keefe, Bruyette & Woods, Inc. and previously worked at ADAMS, HARKNESS & HILL, INC. and SHERWOOD SECURITIES CORP. Robert holds licenses for Series 7, 24, 55, 57TO, 63, and SIE. Robert Sheppard is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/04/2002 - Present
Keefe, Bruyette & Woods, Inc. (NEW YORK NY)
NY
08/07/1996 - 03/21/2002
ADAMS, HARKNESS & HILL, INC. (NEW YORK NY)
NY
07/08/1994 - 09/29/1995
SHERWOOD SECURITIES CORP. (NEW YORK NY)
BC
Issued 07/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Sheppard is the right advisor for you? Invested Better is here to help.
