Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert James Relihan is a financial professional with over 15 years of experience in the securities industry. Robert currently holds the Series 7, Series 24, Series 57TO and SIE licenses and is currently registered with Susquehanna Securities, LLC. Robert has previously held positions at a variety of firms including 303 EQUITY TRADING GROUP II, LLC, TJM INVESTMENTS, LLC, SPOT TRADING, L.L.C, SUSQUEHANNA CAPITAL GROUP, MFS FUND DISTRIBUTORS, INC., MFS FINANCIAL SERVICES, INC., DICKINSON & CO., and THOMAS JAMES ASSOCIATES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/15/2024 - Present
Susquehanna Securities, LLC (Chicago IL)
IL
07/29/2009 - 12/21/2011
303 EQUITY TRADING GROUP II, LLC (CHICAGO IL)
IL
10/23/2007 - 07/08/2009
TJM INVESTMENTS, LLC (CHICAGO IL)
IL
11/08/2005 - 03/26/2007
SPOT TRADING, L.L.C. (CHICAGO IL)
PA
06/06/1997 - 10/07/2004
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
MA
12/06/1994 - 06/09/1995
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
MA
08/13/1993 - 12/31/1994
MFS FINANCIAL SERVICES, INC. (BOSTON MA)
IA
01/27/1993 - 04/12/1993
DICKINSON & CO. (DES MOINES IA)
NY
07/13/1992 - 01/14/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BC
Issued 08/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2011
Series 24 - General Securities Principal Examination
BC
Issued 05/20/2024
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2024
Series 57TO - Securities Trader Exam
BC
Issued 07/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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