Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert James Ralston is a financial advisor currently registered with LPL Financial LLC. Robert has been in the financial industry since May 12, 2015. Robert holds a Series 7, Series 66, and SIE licenses. Robert has previously been registered with Waddell & Reed and Ameriprise Financial Services, Inc. Robert has provided advisory services to individuals, high-net-worth individuals, corporations or other businesses, charitable organizations, pension and profit-sharing plans, investment clubs, and state or municipal government entities. Robert's current employment is with LPL Financial LLC in Fresno, CA. Robert has other business interests, including being a coach for Beachbody LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/21/2021 - Present
LPL Financial LLC (FRESNO CA)
CA
10/26/2016 - 07/21/2021
WADDELL & REED (FRESNO CA)
CA
04/07/2015 - 09/19/2016
AMERIPRISE FINANCIAL SERVICES, INC. (CAMPBELL CA)
BOTH
Issued 05/12/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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