Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert James Pecoraro has been active in the financial industry since January 26, 1976. Robert is currently registered with LPL Financial LLC in Lloyd Harbor, NY. Prior to joining LPL Financial LLC, Robert worked at Ameriprise Financial Services, LLC, Ameriprise Financial Services, Inc., Morgan Stanley Private Bank, National Association, Morgan Stanley Smith Barney and Morgan Stanley & Co., Incorporated. Robert has passed the Series 63, Series 65, Series 7 and SIE exams. Robert is also registered with the following states: Arizona, California, Colorado, Connecticut, Florida, Georgia, Maine, Maryland, Massachusetts, Minnesota, Nevada, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Vermont and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/09/2024 - Present
LPL Financial LLC (LLOYD HARBOR NY)
NY
06/01/2009 - 04/30/2015
MORGAN STANLEY (JERICHO NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (JERICHO NY)
NY
02/09/2007 - 04/02/2007
MORGAN STANLEY DW INC. (JERICHO NY)
NY
03/02/1990 - 02/16/2007
UBS FINANCIAL SERVICES INC. (MITCHEL FIELD NY)
NY
10/31/1983 - 03/15/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
09/15/1980 - 11/17/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
01/31/1980 - 10/12/1980
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
01/27/1976 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
IA
Issued 07/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1980
PC - AMEX Put and Call Exam
BC
Issued 01/17/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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