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Robert James Panzenbeck

Vanderbilt Securities, LLC

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About Robert James Panzenbeck

Robert James Panzenbeck is a financial professional with over 30 years of experience in the industry. Robert currently works at Vanderbilt Securities, LLC as a registered representative and investment advisor. Before joining Vanderbilt Securities, LLC, Robert was a registered representative and investment advisor at ROYAL ALLIANCE ASSOCIATES, INC., NORTH RIDGE SECURITIES CORP., PRIME CAPITAL SERVICES, INC., GOLDIS FINANCIAL GROUP, INC., GUARDIAN INVESTOR SERVICES CORPORATION, NATHAN & LEWIS SECURITIES, INC., NATHAN, LEWIS & GRANT, INC., MACPEG ROSS AND GOLDABER SECURITIES, INC., and FIRST INVESTORS CORPORATION. Robert holds Series 6, 7, and 63 licenses.

Firm Information

Robert Panzenbeck is currently registered with Vanderbilt Securities, LLC. Vanderbilt Securities, LLC is a Limited Liability Company that was formed on December 5, 2001. The firm is registered in 51 states and the SEC and is approved to operate in all of them.

Not reported

Assets Under Management

Not reported

Total Clients

52

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Panzenbeck’s Registration & Firm History

NY

06/08/2018 - Present

Vanderbilt Securities, LLC (Glen Cove NY)

NY

05/25/2012 - 06/12/2018

ROYAL ALLIANCE ASSOCIATES, INC. (GLEN COVE NY)

NY

03/28/2006 - 05/30/2012

NORTH RIDGE SECURITIES CORP. (MELVILLE NY)

NY

07/10/2003 - 12/31/2005

PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)

NY

03/27/1996 - 04/28/2003

GOLDIS FINANCIAL GROUP, INC. (GARDEN CITY NY)

NY

06/26/1984 - 03/26/1996

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NA

01/17/1985 - 11/19/1986

NATHAN & LEWIS SECURITIES, INC.

NA

08/29/1983 - 04/16/1984

NATHAN, LEWIS & GRANT, INC.

NA

08/04/1982 - 08/08/1983

GUARDIAN INVESTOR SERVICES CORPORATION

NA

05/25/1983 - 07/27/1983

MACPEG ROSS AND GOLDABER SECURITIES, INC.

NA

07/12/1982 - 08/06/1982

FIRST INVESTORS CORPORATION

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Licenses & Designations

BC

Issued 11/27/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1983

Series 7 - General Securities Representative Examination

BC

Issued 07/08/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert James Panzenbeck.
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