Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert James O'Brien is a securities professional with over 15 years of experience in the financial services industry. O'Brien currently holds a Series 7, Series 55, SIE, and Series 57TO license. O'Brien is registered with CTC, LLC and has been registered since December 2021. Previously, O'Brien was registered with XR Securities LLC, Blue Fire Capital, LLC, KCG Americas LLC, and Octeg, LLC. Robert is a registered representative with CTC, LLC and holds an active Series 57TO, Series 55, SIE, and Series 7 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
12/08/2021 - Present
CTC, LLC (CHICAGO IL)
IL
08/15/2016 - 10/19/2021
XR SECURITIES LLC (CHICAGO IL)
IL
08/07/2014 - 03/31/2015
BLUE FIRE CAPITAL, LLC (CHICAGO IL)
IL
01/02/2014 - 03/03/2014
KCG AMERICAS LLC (CHICAGO IL)
IL
12/15/2006 - 01/02/2014
OCTEG, LLC (CHICAGO IL)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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