Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert James Ng is a financial advisor who has been in the industry since April 2022. Robert is currently registered with Scotia Capital (usa) Inc., and holds the Series 7, 24, and SIE exams. Robert has experience in the financial services industry and is dedicated to providing personalized financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/19/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 08/31/2022
Series 24 - General Securities Principal Examination
BC
Issued 04/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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FINRA
I
Investors' Exchange LLC
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NYSE American LLC
N
NYSE Arca, Inc.
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NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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