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Robert James McKenna

Nylife Securities LLC

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About Robert James McKenna

Robert McKenna is a financial professional with over 20 years of experience in the financial services industry. Robert is currently registered with Nylife Securities LLC and holds Series 7, 9, 10, 63 and SIE licenses. Robert is also registered with the state of Florida, Illinois, Maryland, Massachusetts, North Carolina and Rhode Island. Previously, Robert was employed by Fidelity Brokerage Services LLC and National Financial Services LLC.

Firm Information

Robert McKenna is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert McKenna’s Registration & Firm History

MA

03/31/2023 - Present

Nylife Securities LLC (BRIDGEWATER MA)

RI

06/28/2013 - 01/07/2022

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

03/01/2007 - 07/02/2013

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

RI

01/23/2001 - 12/07/2006

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MA

08/30/2002 - 08/02/2003

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 02/09/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/20/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/19/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert James McKenna.
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