Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Maranghi is an investment advisor representative at Dempsey Lord Smith, LLC. Robert has been in the securities industry since September 5, 1987. Robert's primary office location is in Marietta, Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
02/04/2015 - Present
Dempsey Lord Smith, LLC (Marietta GA)
GA
09/29/2014 - 12/31/2014
KOVACK SECURITIES INC. (Marietta GA)
GA
01/02/2004 - 09/24/2014
RESOURCE HORIZONS GROUP LLC (MARIETTA GA)
NE
11/09/2001 - 01/13/2004
AMERITAS INVESTMENT CORP. (LINCOLN NE)
FL
06/28/2001 - 11/12/2001
INTERSECURITIES, INC. (ST. PETERSBURG FL)
GA
01/02/1997 - 07/02/2001
RAIKE FINANCIAL GROUP INC. (WOODSTOCK GA)
GA
11/10/1995 - 12/18/1996
DUNWOODY BROKERAGE SERVICES, INC. (ATLANTA GA)
MI
11/04/1994 - 10/25/1995
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
GA
06/02/1994 - 11/01/1994
WMA SECURITIES, INC. (DULUTH GA)
MA
11/29/1993 - 05/14/1994
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
FL
04/08/1992 - 12/31/1992
FIRST COLONIAL SECURITIES GROUP, INC. (BOCA RATON FL)
NA
09/29/1989 - 11/15/1991
ATLANTA SECURITIES & INVESTMENTS, INC.
NY
06/03/1991 - 09/05/1991
NYLIFE SECURITIES INC. (NEW YORK NY)
NA
11/07/1990 - 02/14/1991
GLOBAL AMERICA INCORPORATED
GA
03/13/1989 - 09/25/1989
RUFF SECURITIES CORPORATION (ATLANTA GA)
NA
12/22/1988 - 03/10/1989
INVESTORS CENTER, INC.
NA
12/23/1985 - 09/21/1988
DEAN WITTER REYNOLDS INC.
IA
Issued 03/05/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1989
Series 3 - National Commodity Futures Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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