Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert James Maiorano is a financial professional with over 10 years of experience in the industry. Robert is currently registered with Charles Schwab & CO., Inc. as a Registered Representative and has previously worked with TD Ameritrade, Inc. and J.P. Morgan Securities LLC. Robert is a Series 6, 7, 24, and 63 licensed professional and has a comprehensive understanding of the financial markets. Robert holds a Series 63 license, allowing him to provide investment advice and sell securities in California. Robert is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
12/01/2022 - Present
Charles Schwab & CO., Inc. (WESTLAKE TX)
CA
08/11/2014 - 12/31/2022
TD AMERITRADE, INC. (SAN DIEGO CA)
NE
10/01/2015 - 05/20/2019
TD AMERITRADE CLEARING, INC. (OMAHA NE)
CA
10/26/2013 - 07/02/2014
J.P. MORGAN SECURITIES LLC (ENCINITAS CA)
BC
Issued 11/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/25/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Robert Maiorano is the right advisor for you? Invested Better is here to help.
