Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert MacFarlane has been in the securities industry for over 30 years and is currently registered with MUFG Securities Americas Inc. Robert has a strong background in investment banking and has held various positions at several firms. Robert has passed the Series 7, 9, 10, 63, 66, and 79 examinations and has a proven track record of success in the industry. Robert has a deep understanding of the financial markets and is committed to providing his clients with the highest level of service. Robert is registered with the state of New York and is currently not registered with any Investment Adviser firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
08/08/2011 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
NY
02/29/2008 - 07/19/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/03/1993 - 10/29/2007
FIDELITY BROKERAGE SERVICES LLC (SCARSDALE NY)
NY
01/19/1993 - 09/20/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CO
07/11/1991 - 09/30/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 03/14/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/14/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/09/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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