Unclaimed
Robert James Labick is an investment advisor representative with CJS Securities IA, Inc. Robert has been in the financial services industry for over 22 years, and has experience in securities and investments. Robert is licensed to provide securities advice in 27 states. Robert is a CFA charterholder and has experience in providing research and research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Distribution of research and research related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Fees determined by client
1
2
NY
07/31/2023 - Present
CJS Securities IA, Inc. (WHITE PLAINS NY)
NY
04/14/2003 - 04/21/2011
CJS SECURITIES, INC. (WHITE PLAINS NY)
NJ
04/05/1995 - 09/29/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 08/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/31/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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