Unclaimed
Robert James Kent is a financial advisor who has been working in the financial services industry since June 10, 2004. Kent is currently registered with Hantz Financial Services, Inc. and holds a Series 7TO, Series 7 and Series 63 license. Kent specializes in financial planning, pension consulting, and the selection of other advisors. Kent has over 20 years of experience in the financial services industry and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
03/24/2023 - Present
Hantz Financial Services, Inc. (SOUTHFIELD MI)
AZ
08/11/2014 - 09/09/2014
SAGEPOINT FINANCIAL, INC. (PARADISE VALLEY AZ)
MD
04/26/2011 - 09/11/2012
NFP SECURITIES, INC. (BETHESDA MD)
FL
04/28/2008 - 07/27/2009
NFP SECURITIES, INC. (ROYAL PALM BEACH FL)
FL
01/24/2007 - 08/01/2007
NYLIFE SECURITIES LLC (FORT LAUDERDALE FL)
DC
12/15/1998 - 04/21/2005
ICMA-RC SERVICES, LLC (WASHINGTON DC)
MI
01/24/1998 - 09/25/1998
OLD KENT FINANCIAL ADVISORS (GRAND RAPIDS MI)
NE
04/11/1996 - 11/26/1996
WATERHOUSE SECURITIES, INC. (OMAHA NE)
RI
01/08/1994 - 01/18/1995
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
10/29/1991 - 08/13/1992
INB BROKERAGE SERVICES, INC.
TX
03/23/1990 - 08/09/1991
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 09/14/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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