Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Joseph has been a registered investment advisor since 2006. He is a Registered Representative (RR) and an Investment Advisor Representative (IAR) and holds both Series 6 and 7 licenses. Robert works for Cetera Investment Advisers LLC where he is a Senior Vice President. Robert has a wide range of experience in the financial services industry and has held positions at a number of firms including LPL Financial LLC, NYLIFE Securities LLC, Waddell & Reed, Inc., and Royal Alliance Associates, Inc. Robert offers a variety of financial services including financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NM
01/12/2023 - Present
Cetera Investment Advisers LLC (LOS ALAMOS NM)
NM
09/14/2010 - 05/23/2017
LPL FINANCIAL LLC (SANTA FE NM)
NM
11/07/2008 - 08/17/2010
NYLIFE SECURITIES LLC (ALBUQUERQUE NM)
NM
05/16/2006 - 10/13/2008
WADDELL & REED, INC. (ALBUQUERQUE NM)
NM
10/24/1995 - 05/15/2006
ROYAL ALLIANCE ASSOCIATES, INC. (LOS ALAMOS NM)
NA
01/10/1989 - 10/23/1995
ADVANTAGE CAPITAL CORPORATION
GA
09/22/1986 - 10/23/1995
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
AZ
10/27/1988 - 12/22/1988
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NA
10/31/1987 - 10/31/1988
SME CAPITAL MANAGEMENT CORPORATION
IA
Issued 7/12/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/2/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/27/2007
Series 7 - General Securities Representative Examination
BC
Issued 9/20/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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