Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Herman has been in the financial industry since 1989 and is currently registered with Principal Securities, Inc. in Hiawatha, IA. Robert is a Series 6, 63, and SIE licensed advisor. He has a broad range of experience, having worked with a variety of firms including MetLife Securities Inc., Metropolitan Life Insurance Company, NML Equity Services, Inc., and Robert W. Baird & Co. Incorporated. Robert is also registered in the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
01/08/2024 - Present
Principal Securities, Inc. (Hiawatha IA)
MA
04/16/1997 - 07/15/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/16/1997 - 07/15/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
WI
06/20/1989 - 03/06/1991
NML EQUITY SERVICES, INC. (MILWAUKEE WI)
WI
06/20/1989 - 10/25/1990
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 01/29/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/20/2023
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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