Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert James Graff is a financial professional with over 7 years of experience in the industry. Robert is a Chartered Financial Analyst and holds the Series 63, Series 7TO, SIE, and Series 79 licenses. Robert is currently registered with Neuberger Berman BD LLC in Illinois and New York. Prior to joining Neuberger Berman, Robert was employed at Moelis & Company LLC in Boston, Massachusetts. Robert has a deep understanding of the financial markets and is committed to providing his clients with personalized investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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IL
03/22/2024 - Present
Neuberger Berman BD LLC (CHICAGO IL)
MA
08/01/2016 - 12/01/2017
MOELIS & COMPANY LLC (BOSTON MA)
BC
Issued 03/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/30/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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