Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert James Goings is a financial advisor with over 30 years of experience in the financial services industry. Robert has been registered with Next Financial Group, Inc. since December 2007. Prior to joining Next Financial Group, Inc., Robert worked for Commonwealth Financial Network, Securities America, Inc., Royal Alliance Associates, Inc., Integrated Resources Equity Corporation, American Express Financial Advisors Inc. and IDS Financial Services Inc. Robert has a Series 6, Series 7 and Series 63 license and has been registered in 12 states including Colorado, Florida, Georgia, Illinois, Indiana, Iowa, Michigan, New York, North Carolina, Ohio, South Dakota and Tennessee. Robert specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
IN
12/13/2007 - Present
Next Financial Group, Inc. (FORT WAYNE IN)
IN
10/30/2006 - 01/24/2007
COMMONWEALTH FINANCIAL NETWORK (FORT WAYNE IN)
IN
04/16/1990 - 10/04/2006
SECURITIES AMERICA, INC. (FORT WAYNE IN)
AZ
11/19/1989 - 04/24/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
09/15/1987 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
06/25/1985 - 09/28/1987
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
04/25/1986 - 12/24/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 07/29/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 06/24/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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