Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Gipp is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with RBC Capital Markets, LLC and has been with them since January 2017. Before joining RBC Capital Markets, LLC, Robert was with Wells Fargo Advisors, LLC and Wells Fargo Clearing Services, LLC. Robert has a broad range of experience in the industry, including working with individuals, businesses, and institutional clients. Robert holds a variety of licenses and certifications, including the Series 66, Series 65, Series 63, Series 10, Series 9, Series 3, Series 7, Series 55, and Series 31 exams. Robert is also registered with the states of Arizona, California, Colorado, Delaware, Florida, Georgia, Indiana, Louisiana, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, South Carolina, Tennessee, Texas, and Virginia. Robert is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
01/19/2017 - Present
RBC Capital Markets, LLC (RALEIGH NC)
NC
12/03/2012 - 01/23/2017
WELLS FARGO CLEARING SERVICES, LLC (DURHAM NC)
NY
09/06/2006 - 12/20/2007
OPUS TRADING FUND LLC (JERICHO NY)
NY
07/23/2004 - 06/30/2006
ALLSTATE FINANCIAL SERVICES, LLC (OCEANSIDE NY)
NY
03/07/1997 - 03/18/2004
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
08/01/1996 - 03/18/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 12/21/2012
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/19/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2015
Series 3 - National Commodity Futures Examination
BC
Issued 11/30/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/29/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/16/1996
Series 31 - Futures Managed Funds Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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