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Robert James Gartner

Ernst & Young Investment Advisers LLP

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About Robert James Gartner

Robert Gartner is a financial advisor at Ernst & Young Investment Advisers LLP. Robert has been in the industry since 1993. Robert is registered to provide investment advice in New Jersey and North Carolina. Robert is also registered to provide investment advice in New Jersey. Robert has passed the Series 7, Series 63, Series 66, and SIE exams. Robert has experience with individuals, corporations, and businesses. Robert specializes in providing financial planning, educational seminars, and publication of periodicals. Robert is committed to providing clients with the highest quality investment advice and service.

Firm Information

Robert Gartner is currently registered with Ernst & Young Investment Advisers LLP. Ernst & Young Investment Advisers LLP is an investment advisor based in SECAUCUS, NJ. They provide financial planning, educational seminars and publication of periodicals. They primarily serve corporations or other businesses and have 37 clients of this type. They have 160 employees and do not have any regulatory assets under management.
Ernst & Young Investment Advisers LLP

200 PLAZA DRIVE

SECAUCUS, NJ 07094

Not reported

Assets Under Management

37

Total Clients

134

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Robert Gartner’s Registration & Firm History

NC

12/16/2021 - Present

Ernst & Young Investment Advisers LLP (Charlotte NC)

NJ

09/21/2018 - 02/19/2021

PRUCO SECURITIES, LLC. (Basking Ridge NJ)

NJ

06/04/2018 - 09/04/2018

AXA ADVISORS, LLC (SECAUCUS NJ)

NY

04/16/2008 - 03/06/2009

BLACKSTONE ADVISORY SERVICES L.P. (NEW YORK NY)

NY

12/08/2004 - 10/19/2006

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NJ

02/25/1993 - 02/05/1997

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 07/26/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/14/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Robert James Gartner.
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