Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Finnegan is an Investment Advisor Representative registered with LPL Financial LLC, with offices in Fridley, MN and SAN DIEGO, CA. Robert is an active advisor, currently working with LPL Financial LLC, and has experience in the industry since January 27, 2001. Robert has passed the Series 63, Series 65, Series 7 and Series 24 exams, and holds the designation of Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MN
11/30/2023 - Present
LPL Financial LLC (Fridley MN)
MN
09/01/2023 - 12/05/2023
OSAIC WEALTH, INC. (FRIDLEY MN)
MN
10/23/2015 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (FRIDLEY MN)
MN
05/13/2013 - 09/10/2015
FINTEGRA, LLC (MINNEAPOLIS MN)
MN
12/01/2006 - 05/15/2013
QUESTAR CAPITAL CORPORATION (BLAINE MN)
MN
12/09/2004 - 12/01/2006
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
MN
03/18/2004 - 11/01/2004
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
CT
08/31/2001 - 04/09/2002
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MN
08/06/2001 - 08/24/2001
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
MN
12/22/1999 - 03/02/2001
GMAC INVESTMENT SERVICES, INC. (BLOOMINGTON MN)
MN
12/10/1997 - 06/08/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/10/1997 - 06/08/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 03/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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