linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Robert James Fetzner

Pgim Investments LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Robert? Claim Your Profile

About Robert James Fetzner

Robert James Fetzner is an Investment Advisor Representative with Pgim Investments LLC. Robert has been in the industry since June 19, 2003. Robert holds Series 6, 7, 63 and 66 securities licenses. Robert is registered in Arizona, California, District of Columbia, Maryland, Ohio, Pennsylvania, Virginia, and West Virginia. Robert has previously worked for HSBC Securities (USA) Inc., HSBC Brokerage (USA) Inc., Citistreet Equities LLC, and Northwestern Mutual Investment Services, LLC. Robert is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).

Firm Information

Robert Fetzner is currently registered with Pgim Investments LLC. Pgim Investments LLC is an investment advisor registered with the SEC. The firm has 144 licensed agents, 67 investment adviser representatives, 230 registered representatives, and 96 employees who perform investment advisory functions. The firm's regulatory assets under management total $315,351,503,018, with $315,351,503,018 being discretionary. The firm primarily provides advisory services to sponsors of wrap account platforms, investment companies, and business development companies.
Pgim Investments LLC

655 BROAD STREET

NEWARK, NJ 07102

$315.35B

Assets Under Management

8

Total Clients

75

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Robert Fetzner’s Registration & Firm History

VA

07/05/2011 - Present

Pgim Investments LLC (Ashuburn VA)

MA

11/03/2005 - 05/20/2011

PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)

NY

01/01/2005 - 11/08/2005

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

03/17/2004 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

NJ

01/16/2004 - 02/06/2004

CITISTREET EQUITIES LLC (SOMERSET NJ)

WI

09/25/2002 - 07/01/2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

Not sure if Robert James Fetzner is right for you?

Licenses & Designations

BOTH

Issued 03/17/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/31/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2006

Series 7 - General Securities Representative Examination

BC

Issued 09/24/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert James Fetzner.
Not sure if Robert James Fetzner is right for you?