Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert James Farris is a financial advisor with Cambridge Investment Research, Inc. located in Southfield, Michigan. Robert has been in the industry since January 15, 1989. Robert has experience with a variety of financial firms, including Southeast Investments, N.C., Inc., Sigma Financial Corporation, Transamerica Financial Advisors, Inc. and NYLife Securities Inc. Robert is registered in Michigan and holds the Series 63, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MI
06/24/2016 - Present
Cambridge Investment Research, Inc. (Southfield MI)
MI
04/07/2015 - 06/24/2016
SOUTHEAST INVESTMENTS, N.C., INC. (Southfield MI)
MI
01/31/2007 - 03/31/2014
SIGMA FINANCIAL CORPORATION (SOUTHFIELD MI)
CA
04/29/2003 - 12/31/2005
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
MI
07/15/1998 - 12/31/2002
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
NY
02/26/1997 - 04/29/1998
NYLIFE SECURITIES INC. (NEW YORK NY)
FL
02/19/1986 - 11/15/1996
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
BC
Issued 02/27/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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