Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert James Ellis is a financial advisor with over 35 years of experience in the industry. Robert is registered with Raymond James Financial Services Advisors, Inc. and has offices in Williamsville, NY and Buffalo, NY. Robert holds licenses to provide advisory services in 27 states across the country. Robert also is registered as an investment advisor in Connecticut, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
10/15/2018 - Present
Raymond James Financial Services Advisors, Inc. (Williamsville NY)
NY
12/20/2011 - 10/23/2018
LPL FINANCIAL LLC (ORCHARD PARK NY)
NY
10/03/1989 - 12/20/2011
THE INVESTMENT CENTER, INC. (ORCHARD PARK NY)
NY
05/23/1986 - 10/11/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Ellis is the right advisor for you? Invested Better is here to help.
