Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert James East is a financial advisor with over 25 years of experience in the industry. Robert has been a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2015. Prior to that, Robert worked for UBS Financial Services Inc., RBC Capital Markets Corporation, and Citigroup Global Markets Inc. Robert offers a variety of services to individuals, businesses, and institutions, including portfolio management, financial planning, and pension consulting. Robert is also licensed to sell securities and commodities in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/26/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
02/17/2010 - 07/07/2015
UBS FINANCIAL SERVICES INC. (WESTLAKE VILLAGE CA)
CA
11/10/2008 - 03/05/2010
RBC CAPITAL MARKETS CORPORATION (WOODLAND HILLS CA)
CT
05/22/1997 - 10/04/2007
CITIGROUP GLOBAL MARKETS INC. (GREENWICH CT)
IA
Issued 06/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/25/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2004
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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