Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Caplinger is an investment advisor representative with Thurston Springer Advisors, a firm with over $1 Billion in assets under management. Robert has been in the financial services industry since 1986 and has worked with a variety of firms over the years. Robert is registered with the state of Indiana as both a broker and investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
11/24/2020 - Present
Thurston Springer Advisors (Lafayette IN)
IN
09/12/2014 - 01/28/2016
STERNE AGEE FINANCIAL SERVICES, INC. (LAFAYETTE IN)
IN
05/20/2003 - 09/12/2014
WRP INVESTMENTS, INC. (LAFAYETTE IN)
MO
09/11/1990 - 05/29/2003
FFP SECURITIES, INC. (CHESTERFIELD MO)
NA
05/15/1989 - 09/17/1990
FIRST PACIFIC CAPITAL CORPORATION
NA
03/08/1989 - 05/16/1989
SOUTHMARK FINANCIAL SERVICES, INC.
NA
09/08/1988 - 03/09/1989
WADDELL & REED, INC.
NA
02/19/1986 - 08/09/1988
WADDELL & REED, INC.
BC
Issued 02/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/14/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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