Unclaimed
Robert James Buck is a financial professional with Nylife Securities LLC. Robert has been working in the financial services industry since 2021. Robert is currently registered in Louisiana. Robert has passed the Series 7TO, Series 63, and SIE exams. Robert is located in New York, NY, at the Nylife Securities LLC branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/14/2023 - Present
Nylife Securities LLC (NEW YORK NY)
ME
01/06/2021 - 01/19/2022
NYLIFE SECURITIES LLC (SOUTH PORTLAND ME)
BC
Issued 01/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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