Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert James Brown is a financial advisor registered with Wells Fargo Clearing Services, LLC. Robert has been working in the financial industry since 2000. Robert has experience with a variety of financial services, including investment consulting, financial planning, portfolio management, and pension consulting. Robert has held previous positions with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., RBC Dain Rauscher Inc., Tucker Anthony Incorporated and Hennion & Walsh, Inc. Robert is registered with the following securities exchanges: FINRA, and Series 63, Series 65 and Series 7. Robert has offices in Florham Park, NJ, Manasquan, NJ, and Lafayette, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/24/2012 - Present
Wells Fargo Clearing Services, LLC (FLORHAM PARK NJ)
NJ
06/01/2009 - 03/08/2012
MORGAN STANLEY SMITH BARNEY (FLORHAM PARK NJ)
NJ
09/01/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
NJ
03/09/2002 - 09/19/2006
RBC DAIN RAUSCHER INC. (FLORHAM PARK NJ)
MA
06/08/2001 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
05/03/2000 - 07/09/2001
HENNION & WALSH, INC. (PARSIPPANY NJ)
IA
Issued 06/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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