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Robert James Brogan

Vanguard Marketing Corp.

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About Robert James Brogan

Robert Brogan is a financial professional with over 30 years of experience in the industry. Robert is currently registered with Vanguard Marketing Corp. in Pennsylvania. Robert has passed the Series 63, Series 6 and SIE exams. Robert has been active in the financial services industry since March 17, 1993.

Firm Information

Robert Brogan is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Brogan’s Registration & Firm History

PA

03/18/1993 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 01/20/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Robert James Brogan. Review regulatory record here.
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