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Robert James Brega

U.s. Bancorp Investments, Inc.

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About Robert James Brega

Robert Brega is a financial advisor with U.s. Bancorp Investments, Inc. He is based in Charlotte, North Carolina. Robert has been working in the financial industry since 2006 and has experience at several firms including Wells Fargo Securities, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. He holds the Series 7 and Series 63 licenses and the SIE exam. Robert specializes in providing financial planning, portfolio management for businesses and individuals and publication of periodicals.

Firm Information

Robert Brega is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Robert Brega’s Registration & Firm History

NC

06/29/2018 - Present

U.s. Bancorp Investments, Inc. (Charlotte NC)

NC

04/11/2011 - 06/08/2018

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

NC

11/01/2010 - 03/30/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)

NC

02/17/2006 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 02/25/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert James Brega.
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