Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Bazan is a financial advisor at Gallagher Fiduciary Advisors, LLC. Robert has been in the financial services industry since 2006. Robert has a Series 6, 7TO, 63, and 65. Robert previously worked at J.P. Morgan Securities LLC, Frost Brokerage Services, Inc., AIG Capital Services, Inc. and VALIC Financial Advisors, Inc. Robert is licensed to provide investment advice in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
See schedule d misc. for explanation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
09/06/2022 - Present
Gallagher Fiduciary Advisors, LLC (Houston TX)
TX
08/03/2022 - 08/23/2024
TRIAD ADVISORS LLC (Houston TX)
TX
07/24/2020 - 05/02/2022
FROST BROKERAGE SERVICES, INC. (Houston TX)
TX
07/24/2018 - 07/21/2020
J.P. MORGAN SECURITIES LLC (SUGAR LAND TX)
TX
12/12/2013 - 12/04/2017
AIG CAPITAL SERVICES, INC. (HOUSTON TX)
TX
09/14/2006 - 12/05/2013
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
IA
Issued 12/16/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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