Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Bailey is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Robert has been in the industry for over 6 years and has experience working with various firms including Edward Jones and Northwestern Mutual Investment Services, LLC. Robert is licensed in 17 states and holds Series 7, 6, 63, 66 and 26 licenses. Robert is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
08/26/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BURLINGTON WI)
WI
10/02/2019 - 08/29/2022
EDWARD JONES (BURLINGTON WI)
WI
10/05/2017 - 09/23/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FRANKLIN WI)
AZ
06/28/2017 - 08/15/2017
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 11/08/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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