Unclaimed
Robert Kwon is a financial advisor with over 15 years of experience in the financial services industry. Robert is currently registered with Fidelity Brokerage Services LLC. Robert has a strong background in securities and investment products. Prior to joining Fidelity, Robert worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and MMC Securities Corp. Robert has passed the Series 6, 7, 4, 63, and SIE exams. Robert is licensed in 53 states and is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/08/2011 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
RI
11/19/2010 - 05/03/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
MA
06/25/2010 - 09/16/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALTHAM MA)
MA
01/19/2007 - 11/05/2009
MMC SECURITIES CORP. (NORWOOD MA)
MA
02/24/2006 - 09/29/2006
MMC SECURITIES CORP. (NORWOOD MA)
NJ
05/02/2005 - 06/29/2005
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 05/05/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2012
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2007
Series 7 - General Securities Representative Examination
BC
Issued 04/29/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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