Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Toma is a financial advisor at Raymond James & Associates, Inc. Robert has over 20 years of experience in the financial services industry. Robert has a strong background in investment banking and has held prior positions at Sterne, Agee & Leach, Inc. and Keefe, Bruyette & Woods, Inc. Robert holds the Series 63, 24, 79TO, SIE, and 7 licenses. Robert is registered with the state of Florida. Robert's primary office location is at 880 Carillon Parkway, ST. PETERSBURG, FL 33716.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/19/2015 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
IL
05/19/2009 - 05/13/2015
STERNE, AGEE & LEACH, INC. (CHICAGO IL)
OH
06/04/2002 - 05/11/2009
KEEFE, BRUYETTE & WOODS, INC. (DUBLIN OH)
BC
Issued 09/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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