Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Swindaman is a financial advisor at Commonwealth Financial Network, a firm headquartered in Waltham, MA. Robert has been a financial advisor for over a decade, having worked for several other firms before joining Commonwealth Financial Network. Robert is a Certified Financial Planner and has a strong background in providing financial planning services to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
05/15/2023 - Present
Commonwealth Financial Network (Dublin OH)
OH
07/14/2022 - 09/12/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (WORTHINGTON OH)
OH
06/24/2011 - 10/04/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (COLUMBUS OH)
OH
04/21/2009 - 04/22/2010
CHASE INVESTMENT SERVICES CORP. (SUNBURY OH)
OH
11/21/2008 - 02/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBUS OH)
BOTH
Issued 05/10/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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