Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Sullivan is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with Morgan Stanley in Illinois and Texas. Before joining Morgan Stanley, Robert worked at Northern Trust Securities, Inc., Vision Investment Services, Inc., and Citigroup Global Markets Inc. Robert has a wide range of experience and holds several industry licenses and certifications. Robert specializes in providing financial planning, portfolio management, and asset allocation advice to a variety of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
11/03/2022 - Present
Morgan Stanley (Glenview IL)
IL
06/18/2010 - 06/23/2017
NORTHERN TRUST SECURITIES, INC. (LAKE FOREST IL)
IL
07/02/2010 - 09/30/2011
VISION INVESTMENT SERVICES, INC. (LAKE FOREST IL)
IL
06/01/2009 - 06/24/2010
MORGAN STANLEY SMITH BARNEY (GLENVIEW IL)
IL
10/14/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
BOTH
Issued 08/09/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/09/2022
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Sullivan is the right advisor for you? Invested Better is here to help.
