Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert J Smith is a financial advisor currently working with Stifel, Nicolaus & Company, Inc. He has been in the financial services industry since 2018 and has a strong background in providing financial planning and portfolio management services. Smith has a wide range of experience serving clients in various areas including individuals, businesses, and investment companies. He is well-equipped to assist clients with their financial goals and needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/14/2022 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
07/29/2021 - 03/08/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
02/19/2018 - 06/07/2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
IA
Issued 04/27/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2020
Series 24 - General Securities Principal Examination
BC
Issued 05/02/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/01/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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