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Robert J Shannon

Northwestern Mutual Investment Services, LLC

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About Robert J Shannon

Robert J. Shannon is a financial advisor with Northwestern Mutual Investment Services, LLC. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 63, 65, and 26 licenses. He is a registered representative in multiple states and specializes in providing financial planning services and investment advice. Robert has been working in the industry since 2003 and has a strong understanding of investment products and strategies.

Firm Information

Robert Shannon is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Robert Shannon’s Registration & Firm History

ID

07/26/2019 - Present

Northwestern Mutual Investment Services, LLC (BOISE ID)

OR

04/22/2003 - 10/02/2013

COUNTRY CAPITAL MANAGEMENT COMPANY (GRANTS PASS OR)

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Licenses & Designations

BC

Issued 08/07/2019

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/11/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/17/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 07/26/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/15/2019

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert J Shannon.
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