Unclaimed
Robert J. Russo is a financial advisor currently registered with Neuberger Berman BD LLC. Robert has been in the securities industry since September 10, 2004. Robert has been registered with Neuberger Berman BD LLC since October 2005 and previously held registrations with Lehman Brothers Inc. Robert has successfully completed the Series 63, Series 66, Series 7, and SIE examinations and holds registrations in 52 states and 2 territories for both broker-dealer and investment advisor activities. Robert's current registrations include: * New Jersey - Broker-Dealer * New York - Broker-Dealer * New Jersey - Investment Advisor * New York - Investment Advisor In addition to working for Neuberger Berman BD LLC, Robert provides portfolio management services for Neuberger Berman Investment Advisers LLC, a registered investment advisor, which shares offices with each Neuberger Berman BD LLC office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/25/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
09/10/2004 - 10/06/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 12/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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