Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Miller is a financial advisor with UBS Financial Services Inc. Robert has been in the financial industry for over 20 years. Robert holds Series 7, Series 31, Series 63, and Series 65 licenses, as well as the SIE exam. Robert is registered with the state of Minnesota and has a branch office location in Minneapolis. Robert is a registered Investment Advisor and has a separate branch office location in Centerville, Minnesota. Robert is also registered with the state of Texas and Wisconsin. Robert has been with UBS Financial Services Inc. since 2006 and previously worked at PIPER JAFFRAY & CO. Robert provides financial advice to individuals, businesses, and institutions. Robert's specialties include portfolio management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MN
09/14/2023 - Present
UBS Financial Services Inc. (MINNEAPOLIS MN)
MN
10/30/2000 - 08/12/2006
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
IA
Issued 12/23/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Miller is the right advisor for you? Invested Better is here to help.
