Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert J Matos is a financial advisor with over 20 years of experience in the financial industry. Robert currently works at Merrill Lynch, Pierce, Fenner & Smith Inc., based in Warren, New Jersey. Robert has previously worked at ING Financial Markets LLC, BGC Financial, L.P., and Tullett & Tokyo Securities, Inc. Robert holds various securities licenses including Series 7, 7TO, 24, 63, and 66 and is registered in various states. Robert offers various advisory services, including performance measurement reports, allocation modeling, investment policy statements (IPS), research reports, and services, pension consulting, educational seminars, selection of other advisors, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/14/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WARREN NJ)
NY
09/26/2011 - 08/09/2013
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
02/07/1995 - 09/26/2011
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
01/20/1994 - 12/19/1994
TULLETT & TOKYO SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 06/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/1994
Series 24 - General Securities Principal Examination
BC
Issued 05/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/17/2022
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Matos is the right advisor for you? Invested Better is here to help.
