Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert J. Lewis is an investment advisor representative with LPL Financial LLC, and is actively registered in Iowa and South Carolina. Robert has 16 years of experience in the financial services industry and currently holds a Series 7, Series 55, Series 66, Series 24, Series 4, Series 52TO, Series 99TO, and SIE licenses. Robert has previously held positions at Securities America, Inc. (now part of Ameriprise Financial), TD Waterhouse Investor Services, Inc. and Cambridge Investment Research, Inc. Robert is based in Fairfield, IA. LPL Financial LLC is a registered broker-dealer and investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
10/16/2023 - Present
LPL Financial LLC (FAIRFIELD IA)
NE
09/08/2022 - 09/14/2023
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
NE
03/15/2022 - 08/29/2022
CAMBRIDGE INVESTMENT RESEARCH, INC. (Omaha NE)
NE
03/19/2018 - 03/18/2022
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
NE
10/09/2008 - 03/12/2018
SECURITIES AMERICA, INC. (LAVISTA NE)
NE
10/06/2000 - 08/15/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NE
09/24/1999 - 09/06/2000
SECURITIES AMERICA, INC. (LAVISTA NE)
BOTH
Issued 10/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/23/2009
Series 4 - Registered Options Principal Examination
BC
Issued 03/02/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/16/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/14/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
Not sure Robert Lewis is the right advisor for you? Invested Better is here to help.
