Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert J Lee is a financial advisor with over 30 years of experience in the industry. Robert is a Certified Financial Planner® professional who has been registered with the Securities and Exchange Commission (SEC) since 1988 and currently works with OneAmerica Securities, Inc. Robert has experience in a wide range of financial services, including financial planning, portfolio management, pension consulting, educational seminars, and selection of other advisors. Robert's previous employment history includes roles with The O.N. Equity Sales Company, Pruco Securities, LLC., Allstate Financial Services, LLC, Hartford Equity Sales Company Inc., Planco Financial Services, LLC, Securities America, Inc., FFP Securities, Inc., PNMR Securities, Inc., and Cigna Securities, Inc.. Robert holds FINRA Series 6, 7, 22, 24, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
10/26/2022 - Present
Oneamerica Securities, Inc. (INDIANAPOLIS IN)
OH
02/28/2015 - 08/05/2021
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
VA
12/04/2012 - 05/31/2013
PRUCO SECURITIES, LLC. (VIENNA VA)
VA
08/10/2010 - 08/27/2012
ALLSTATE FINANCIAL SERVICES, LLC (ASHBURN VA)
CT
11/16/2009 - 06/16/2010
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
01/12/2006 - 09/18/2009
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
VA
02/07/1997 - 07/05/2006
SECURITIES AMERICA, INC. (FAIRFAX VA)
MO
08/23/1995 - 03/17/1997
FFP SECURITIES, INC. (CHESTERFIELD MO)
MA
02/13/1992 - 07/31/1995
PNMR SECURITIES, INC. (BOSTON MA)
PA
06/15/1988 - 12/31/1991
CIGNA SECURITIES, INC. (RADNOR PA)
IA
Issued 10/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/20/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/14/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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