Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Labriola is a financial advisor with over 30 years of experience in the industry. Robert is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed to provide investment advisory services in several states. Throughout his career, Robert has held positions at various firms including MORGAN STANLEY, MORGAN STANLEY & CO. INCORPORATED, CITIGROUP GLOBAL MARKETS INC. and PAINEWEBBER INCORPORATED. Robert has passed the Series 63, Series 65, Series 66, Series 7, Series 31 and SIE exams, which are required to become a registered financial advisor. Robert has a diverse client base, including individuals, high net worth individuals, corporations, and other businesses. Robert's specialties include Portfolio Management for Individuals, Portfolio Management for Businesses, Pension Consulting, and Selection of Other Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/15/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
06/01/2009 - 07/17/2014
MORGAN STANLEY (PURCHASE NY)
NY
04/13/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
06/02/2000 - 04/26/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/28/1995 - 06/09/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
11/06/1995 - 11/28/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NJ
12/10/1992 - 11/06/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 11/30/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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