Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert J Fisher is a registered representative with Daiwa Capital Markets America Inc. Robert J Fisher has been in the securities industry since September 30, 1989. Robert J Fisher is currently registered with FINRA and has been registered with the following firms: HSBC Securities (USA) Inc., Banca IMI Securities Corp. and Mabon, Nugent & Co. Robert J Fisher holds the following licenses: Series 63, SIE, and Series 7. Robert J Fisher is registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/23/2004 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
12/15/1995 - 02/19/2004
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
04/30/1991 - 10/06/1995
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NA
12/20/1988 - 04/30/1991
MABON, NUGENT & CO.
BC
Issued 01/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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