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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Di giacomo is a financial advisor who has been in the industry since 1982. Robert is currently registered with UBS Financial Services Inc. Robert is a registered representative in Delaware, Florida, Maryland, Pennsylvania, South Carolina, and Texas. Robert is also a registered investment advisor in Delaware, Florida, Maryland, Pennsylvania, and Texas. Robert has a variety of experience and expertise in the financial services industry. Robert is a member of the Wilmington West Rotary Club and the Nativity Preparatory School of Wilmington Board of Trustees.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DE
07/07/2008 - Present
UBS Financial Services Inc. (GREENVILLE DE)
DE
04/02/2007 - 04/30/2008
MORGAN STANLEY & CO. INCORPORATED (WILMINGTON DE)
DE
07/22/1982 - 04/02/2007
MORGAN STANLEY DW INC. (WILMINGTON DE)
NA
10/02/1987 - 10/10/1987
LEGG MASON WOOD WALKER, INCORPORATED
IA
Issued 07/14/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/02/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1989
Series 3 - National Commodity Futures Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 07/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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